A Variety of Investment Offerings to Meet Your Needs
Sorrento Pacific Financial, LLC (SPF) is a full service broker dealer and Registered Investment Advisor offering a broad array of investment, advisory and insurance products and services. SPF partners with your bank to provide investment tools, products and services for you. We exercise due diligence on the products you choose for your portfolio to help determine if they meet your needs, risk tolerance and portfolio objectives.
Your SPF investment representative works with the nation’s leading mutual fund, annuity, and insurance companies, and can help you manage your 401(k), college savings, wealth transfer strategies and more.
Investment and Insurance Product Options:
- Stocks and Bonds
- Mutual Funds
- Life Insurance
- Long Term Care
- Disability Insurance
- Accidental Death Insurance
- Professionally Managed Accounts
Online Discount Brokerage
For customers who want to self-direct their accounts, using online technology without the assistance of a professional advisor, SPF offers eVISION® to your bank. Using eVISION, you can purchase and/or trade individual securities on a discounted basis online, and buy or sell mutual funds from a menu of more than 4,600 no-load mutual funds, many with no transaction fee. Ask your bank if it supports eVISION and click here for more information.
If you’re a business owner, your SPF investment advisor can provide products and services tailored to meet your needs as well, including:
- Business Insurance
- Key Person Insurance
- Buy/Sell Agreements
- Company-Owned Life Insurance (COLI)
- Flexible 401k and other retirement plans
Whether you have one employee or one thousand, we can help. Ask your advisor for details or click here for more information.
eVISION® is a registered trademark of CUSO Financial Services, LP, licensed with permission by SPF. Extreme market volatility and trade volume may affect system access and execution. Complete pricing schedule available online.
Non-deposit investment products and services are offered through Sorrento Pacific Financial, LLC (SPF), a registered broker-dealer (Member FINRA/SIPC) and SEC Registered Investment Advisor. Products offered through SPF: are not FDIC or otherwise federally insured, are not deposits or guarantees of a bank, and may involve investment risk including possible loss of principal. Investment Representatives are registered through SPF.